At Unify Financial, LLC protecting our clients’ privacy is paramount; we recognize that an individual’s financial matters are extremely private and sensitive in nature. Our commitment is to maintain strict standards to safeguard your personal financial information at all times, while diligently seeking to continue to bring you valuable products and services.
This information is being provided to you as required by Regulation S-P that was adopted by the Securities and Exchange Commission to modernize the laws governing the financial services industry.
Information We Collect and Share
The personal financial information we collect directly from you includes information required to communicate with you and to assist us effectively address your financial needs, as well as, to operate prudently in complying with the legal and regulatory requirements imposed by federal and state regulations.
Such personal financial information we may collect and share is made available to us from the following sources:
- Information received on applications and other forms, such as your name, mailing address, telephone number, e-mail address, and fax number; and to identify who you are, your Social Security number.
- Information about your financial transactions with us, our affiliates, or others, such as account balance, securities trading activity, fund transfers, and checking transactions.
- Information as required by law to ascertain your experience in margin use and trading, such as your approximate annual income and net worth.
- Information we may obtain about you from a consumer-reporting agency, such as your creditworthiness and credit history.
In all cases, we collect and share only personal financial information that is either required by law or necessary to provide personalized financial services to you.
Questions?
If you have any questions on our Privacy Policy, you may contact Unify Financial Advisors at (727) 306-0299.